Hartford Investment Fraud and Securities Lawyer

An investment and securities fraud attorney represents victims of financial misconduct involving stocks, bonds, private placements, and other investment products. These matters often include unauthorized trading, Ponzi schemes, misrepresentation or omission of risks, churning, and breach of fiduciary duty. These attorneys pursue recovery through FINRA arbitration, settlement negotiations, and state-court actions to enforce securities regulations.

With over 45 years of experience addressing a wide range of investment fraud matters and $175 million recovered for clients, the Hartford investment fraud lawyers at the Law Offices of Robert Wayne Pearce, P.A. are ready to help investors seek financial justice.

Whether the issue involves unsuitable investment advice, excessive trading, private placement fraud, Ponzi schemes, or other broker misconduct, attorney Robert Pearce will take decisive action to hold responsible parties accountable and protect your rights.

Experienced Legal Support for Hartford Investors

We represent investors throughout Hartford and have deep knowledge of Connecticut’s securities regulations, including the Connecticut Uniform Securities Act (Conn. Gen. Stat. § 36b-2 et seq.). If you suspect that your investments were mishandled, contact us for a confidential consultation.

Searching for an investment fraud or securities fraud attorney “near me” might not always get you the best attorney for your case. That said, we represent clients nationwide and have represented investors near you in Hartford.

Hartford’s diverse economic base includes both established wealth and growing investment portfolios. We help clients across the region pursue recovery through FINRA arbitration and other legal remedies:

  • West End – Known for its historic estates and high-value properties, this area includes legacy investors with diversified portfolios vulnerable to unauthorized trading or unsuitable investment strategies.
  • Blue Hills – A mix of established families and growing professional wealth, where reliance on financial advisors can expose investors to churning or misrepresentation risks.
  • South Downtown & Bushnell Park Area – A hub for professionals and younger investors engaged in emerging markets, alternative investments, and retirement planning, often targeted by Ponzi-type schemes and high-risk private placements.
  • West Hartford Center – Affluent suburban professionals with complex estate and retirement planning needs, sometimes exposed to fraudulent annuity sales and unsuitable securities offerings.

How Our Team Pursues Investment Recovery

Since 1980, our firm has represented clients across the state in securities matters and has handled cases across industries for a broad range of Connecticut investors, including:

Attorney Robert Pearce will support you through the entire legal process — from gathering evidence to pursuing FINRA arbitration or filing in state court. We are well-versed in the complexities of securities claims and regulatory frameworks administered by FINRA.

A Strategic Legal Plan for Your Claim

Each case requires a tailored approach. Our team investigates the specifics of your situation, applies Connecticut law—including Conn. Gen. Stat. § 36b-29, which allows investors to pursue civil remedies for certain securities violations—and works to secure the best outcome possible.

Contact the Hartford Investment and Securities Fraud Attorneys at the Law Offices of Robert Wayne Pearce, P.A Today

Don’t let fraud jeopardize your financial goals. At the Law Offices of Robert Wayne Pearce, P.A., we’re here to help you work toward recovering your losses.

We’ve recovered more than $175 million for our clients, establishing ourselves as determined advocates for investor rights, and with over 45 years of experience in securities law, our firm has tackled some of the most complex regulations that govern investments.

Call the investment fraud recovery and FINRA arbitration lawyers at the Law Offices of Robert Wayne Pearce, P.A. at (800) 732-2889 or fill out the free consultation form on the right to connect with an attorney today. There’s no obligation, and we keep all inquiries strictly confidential.