Stockton Investment Fraud and Securities Lawyer

An investment and securities fraud attorney represents victims of financial scams involving stocks, bonds, and other investments. They routinely handle cases of broker misconduct, Ponzi schemes, unauthorized trading, unsuitable recommendations, and churning. These attorneys help clients recover losses by filing lawsuits, negotiating settlements, and ensuring compliance with securities laws.

With over 45 years of experience tackling various types of investment fraud and $175 million recovered for clients, the Stockton investment fraud lawyers at the Law Offices of Robert Wayne Pearce, P.A. stand ready to assist local investors in pursuing financial recovery.

Whether your case involves unauthorized trading, private-placement fraud, churning, Ponzi schemes, or any other form of misconduct, founder and attorney Robert Pearce himself is prepared to protect your interests and fight to hold the accountable parties responsible.

Why Choose Our Seasoned Securities Fraud Team

We represent Stockton-based investors and have extensive knowledge of California’s securities regulations—such as the California Corporate Securities Law of 1968 (Cal. Corp. Code § 25400), which targets market manipulation and misrepresentation. If you suspect you’ve been wronged, call us for a no-cost consultation.

Searching for an investment fraud or securities fraud attorney “near me” might not always get you the best attorney for your case. That said, we represent clients nationwide and have represented investors near you in Stockton.

From fraud in high-net-worth portfolios to more modest investments that still deserve protection, we can guide you through FINRA arbitration, DFPI investigations, and other legal avenues to help recover losses throughout the city’s most sought-after communities:

• Brookside & Brookside Estates – Gated golf-course living attracts affluent professionals with sizeable retirement accounts, making them targets for complex options schemes.
• Spenos Park (East & West) – High-income families balancing real-estate investments and college savings may face unsuitable concentration in risky tech stocks.
• Lincoln Village West & Venetian Bridges – Boaters and physicians with taxable brokerage accounts are vulnerable to excessive trading and hidden margin use.
• Morada & Stonewood – Long-time homeowners with significant equity often invest inheritance proceeds, exposing them to affinity fraud or free-lunch seminars pitching illiquid private placements.

How Our Investment Fraud Lawyers Help You Pursue Recovery

Since 1980, our firm has tirelessly served investors across the state, and our firm serves most industries and handles a wide range of cases for our diverse clientele in California, including:

• Fraud and misrepresentation
• Stock market losses
• Ponzi schemes
• Margin call liquidations
• Misappropriation of funds
• Private placement fraud
• Breach of Fiduciary Duty
• Churning
• Selling Away
• Unauthorized trading
• And many others (click here for all case types our firm handles)

Attorney Robert Pearce will guide you through every part of the legal process, from collecting evidence to pursuing FINRA arbitration or taking legal action. We’re well-versed in addressing the complexities of securities fraud matters and FINRA (the U.S. Financial Industry Regulatory Authority). We also understand California’s Elder Abuse and Dependent Adult Civil Protection Act, which provides additional remedies when seniors are exploited by financial advisers.

A Tailored Plan for Your Investment Fraud Claim

We recognize that every situation is unique. Our attorneys investigate the details of your claim and develop a plan designed specifically for your needs. With our in-depth understanding of securities regulations, we’re committed to securing the strongest possible outcome for you.

Contact the Stockton Investment and Securities Fraud Attorneys at the Law Offices of Robert Wayne Pearce, P.A Today

Don’t let fraud jeopardize your financial goals. At the Law Offices of Robert Wayne Pearce, P.A., we’re here to help you work toward recovering your losses.

We’ve recovered more than $175 million for our clients, establishing ourselves as determined advocates for investor rights, and with over 45 years of experience in securities law, our firm has tackled some of the most complex regulations that govern investments.

Call the investment fraud recovery and FINRA arbitration lawyers at the Law Offices of Robert Wayne Pearce, P.A. at (800) 732-2889 or fill out the free consultation form on the right to connect with an attorney today. There’s no obligation, and we keep all inquiries strictly confidential.