Scottsdale Investment Fraud Attorney – FINRA Arbitration, SEC Investigations & Arizona Securities Law Firm
Scottsdale investors facing losses due to broker misconduct or fraudulent financial advice can turn to the Law Offices of Robert Wayne Pearce, P.A. for experienced legal counsel in securities fraud matters. Our firm represents individual investors, retirees, business owners, and institutions who have been misled or harmed by unethical or negligent financial professionals.
Our attorneys help Scottsdale investors pursue claims in arbitration forums including the Financial Industry Regulatory Authority (FINRA), the AAA (American Arbitration Association), and other state and federal dispute resolution venues. We investigate misrepresentation, unsuitability, unauthorized trading, and breach of fiduciary duty with a strategic, evidence-based approach.
Scottsdale’s high concentration of high-net-worth individuals and retirees makes it a frequent target for investment scams, structured product mis-sales, and Ponzi schemes. Our law firm aggressively pursues damages for victims of broker-dealer misconduct, clearing firm negligence, and failure to supervise under FINRA Rule 3110.
The securities lawyers at the Law Offices of Robert Wayne Pearce, P.A. have decades of experience and Robert himself prepares every case to meet FINRA arbitration standards and Arizona’s securities law thresholds, using deep industry insight to maximize recovery opportunities.
Our Investment Fraud Attorneys Represent Scottsdale Investors who’ve been Defrauded and Exploited
Have you suffered losses of $100,000 or more? Investment fraud attorney Robert Wayne Pearce and our law firm handles a wide range of cases for our diverse clientele, including:
- Fraud and misrepresentation
- Stock market losses
- Ponzi schemes
- Margin call liquidations
- Misappropriation of funds
- Private placement fraud
- Breach of Fiduciary Duty
- Churning
- Selling Away
- Unauthorized trading
- And many others (click here for all case types our firm handles)
Scottsdale Investors Trust Our Securities Lawyers for Arbitration, Litigation, and Regulatory Defense Involving Investment Fraud
We represent investors across Scottsdale in complex cases involving unsuitable investment strategies, margin abuse, lack of diversification, and broker negligence. Claims are supported by expert analysis and filed in compliance with all regulatory procedures.

A Tailored Plan for Your Investment Fraud Claim
We recognize that every situation is unique. Our attorneys investigate the details of your claim and develop a plan designed specifically for your needs. With our in‑depth understanding of securities regulations, we’re committed to securing the strongest possible outcome for you.
Contact the Scottsdale Investment and Securities Fraud Attorneys at the Law Offices of Robert Wayne Pearce, P.A Today
Don’t let fraud jeopardize your financial goals. At the Law Offices of Robert Wayne Pearce, P.A., we’re here to help you work toward recovering your losses.
We’ve recovered more than $175 million for our clients, establishing ourselves as determined advocates for investor rights, and with over 45 years of experience in securities law, our firm has tackled some of the most complex regulations that govern investments.
Call the investment fraud recovery and FINRA arbitration lawyers at the Law Offices of Robert Wayne Pearce, P.A. at (800) 732‑2889 or fill out the free consultation form on the right to connect with an attorney today. There’s no obligation, and we keep all inquiries strictly confidential.
The Law Offices of Robert Wayne Pearce, P.A. extends investment fraud legal services throughout the East Valley and Arizona. Our attorneys regularly represent clients in Phoenix, Tempe, Mesa, Chandler, and Gilbert. Given Scottsdale’s concentration of high-net-worth individuals, we’re experienced in handling complex investment fraud cases involving private placements and elder financial abuse.
Written by attorney Robert Wayne Pearce