Flagstaff Investment Fraud Lawyer — Securities Fraud, FINRA Arbitration & Breach of Fiduciary Duty Law Firm
Flagstaff investors facing losses from broker misconduct or deceptive investment schemes can turn to the Law Offices of Robert Wayne Pearce, P.A. for strategic legal counsel. Our firm represents individuals, retirees, and institutions in securities fraud, breach of fiduciary duty, and regulatory enforcement actions involving Arizona and national laws.
Our legal team helps clients with complex disputes involving misrepresentation, unsuitable investments, Ponzi schemes, and unauthorized trading. With decades of experience in securities arbitration, we fight for financial recovery through venues like FINRA and the American Arbitration Association.
Flagstaff’s proximity to Arizona retirees and public employees increases exposure to targeted investment scams. Our attorneys investigate broker-dealer violations, portfolio churning, and misleading financial advice to uncover patterns of fraud. We tailor our strategies based on client goals, case complexity, and jurisdiction-specific nuances.
Arizona investors are protected under the Arizona Securities Act (ARS § 44-1841), which requires full disclosure and prohibits the sale of unregistered securities. Violations may involve civil liability and criminal penalties. We use this law to challenge fraudulent offerings and unlicensed promoters.
Flagstaff cases may also fall under the Arizona Investment Management Act, which regulates advisors and mandates registration and ethical compliance. Clients impacted by negligent financial advisors benefit from legal remedies tied to these state-specific statutes.
How Our Investment Fraud Lawyers Assist in Recovery
Since 1980, our firm has tirelessly served investors across the state, and our team handles a wide range of matters for clients in Arizona, including:
- Fraud and misrepresentation
- Stock market losses
- Ponzi schemes
- Margin call liquidations
- Misappropriation of funds
- Private placement fraud
- Breach of Fiduciary Duty
- Churning
- Selling Away
- Unauthorized trading
- And many others (click here for all case types our firm handles)
Attorney Robert Pearce will guide you through every stage of the process, from evidence collection to FINRA arbitration or trial. We are well‑versed in the complexities of securities fraud and FINRA rules.

A Tailored Plan for Your Investment Fraud Claim
We recognize that every situation is unique. Our attorneys investigate the details of your claim and develop a plan designed specifically for your needs. With our in‑depth understanding of securities regulations, we’re committed to securing the strongest possible outcome for you.
Contact the Flagstaff Investment and Securities Fraud Attorneys at the Law Offices of Robert Wayne Pearce, P.A Today
Don’t let fraud jeopardize your financial goals. At the Law Offices of Robert Wayne Pearce, P.A., we’re here to help you work toward recovering your losses.
We’ve recovered more than $175 million for our clients, establishing ourselves as determined advocates for investor rights, and with over 45 years of experience in securities law, our firm has tackled some of the most complex regulations that govern investments.
Call the investment fraud recovery and FINRA arbitration lawyers at the Law Offices of Robert Wayne Pearce, P.A. at (800) 732‑2889 or fill out the free consultation form on the right to connect with an attorney today. There’s no obligation, and we keep all inquiries strictly confidential.
Our investment fraud legal services extend throughout Northern Arizona. We represent clients throughout the state, including Phoenix, Scottsdale, Prescott, Tucson, and Tempe. Our experienced attorneys understand Arizona’s financial landscape and are committed to pursuing maximum recovery through FINRA arbitration.
[Written by attorney Robert Wayne Pearce (Attorney Bio)]
