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William Wickham Of Wells Fargo Clearing Services Has 3 Customer Complaints For Alleged Broker Misconduct

Who is William Wickham of Wells Fargo Clearing Services?

William Wickham (CRD #1691292) who is currently registered with Wells Fargo Clearing Services and located in Palm Desert, California is a subject of one of our many securities industry sales practice abuse investigations.

William Wickham Customer Complaints

William Wickham has been the subject of 3 customer complaints that we know about. Two of William Wickham’s 3 customer complaints were settled in favor of investors. One of William Wickham’s customers’ complaints was denied and, to date, the customer has not taken any further action.

Allegations Against William Wickham

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client alleged William Wickham’s misrepresentation concerning the liquidity of auction market securities. Damages unspecified.
  • Client complained that William Wickham allegedly did not act to sell securities pursuant to his instructions.

William Wickham Red Flags & Your Rights As An Investor

Of course, William Wickham did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Wickham at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether William Wickham has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To William Wickham

If you have questions about Wells Fargo Clearing Services and/or William Wickham and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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