DID WILLIAM SHEPPARD OVERTON CAUSE YOU INVESTMENT LOSSES?
William Overton Of Vanguard Marketing Has A Customer Complaint For Alleged Broker Misconduct
Who is William Overton of Vanguard Marketing?
William Overton (CRD #6998029) who is currently registered with Vanguard Marketing and located in Malvern, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations.
William Overton Customer Complaint
William Overton has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the client received incorrect information from the representative during a phone call which led him to perform trades which resulted in a large tax bill. William Overton’s customer complaint was settled in favor of the investors.
William Overton Red Flags & Your Rights As An Investor
Of course, William Overton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Overton at Vanguard Marketing on alert to review carefully the activity and performance of their accounts and question whether William Overton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vanguard Marketing also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Vanguard Marketing Due To William Overton
If you have questions about Vanguard Marketing and/or William Overton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.