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William Mason Of Stifel Nicolaus & Company And Formerly With Sterne Agee & Leach And Sterne Agee Asset Management Has A Customer Complaint For Alleged Broker Misconduct

Who is William Mason of Stifel Nicolaus & Company?

William Mason (CRD #1863783) who is currently registered with Stifel Nicolaus & Company and located in New Orleans, Louisiana is a subject of one of our many securities industry sales practice abuse investigations. Prior to Stifel Nicolaus & Company, William Mason was associated with Sterne Agee & Leach, Sterne Agee Asset Management and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

William Mason Customer Complaint

William Mason has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were claimants alleged that the registered representative advised them to purchase unsuitable investments. The customer complaint filed against William Mason’s current employer Stifel Nicolaus & Company for investment losses caused by the alleged misconduct is pending as of the date of this report.

William Mason Red Flags & Your Rights As An Investor

Of course, William Mason did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Mason at Stifel Nicolaus & Company, Sterne Agee & Leach, and Sterne Agee Asset Management on alert to review carefully the activity and performance of their accounts and question whether William Mason has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel Nicolaus & Company, Sterne Agee & Leach, and Sterne Agee Asset Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Stifel Nicolaus & Company Due To William Mason

If you have questions about Stifel Nicolaus & Company, Sterne Agee & Leach, Sterne Agee Asset Management, and/or William Mason and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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