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William Knudsen Of LPL Financial And Formerly With The Huntington Investment Has 2 Customer Complaints For Alleged Broker Misconduct

Who is William Knudsen of LPL Financial? 

William Knudsen (CRD #3029924) who is currently registered with LPL Financial and located in Southfield, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, William Knudsen was associated with The Huntington Investment and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

William Knudsen Customer Complaints 

William Knudsen has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of William Knudsen’s 2 customer complaints was settled in favor of investors. One of William Knudsen’s customers’ complaints was denied and, to date, the customer has not taken any further action.

Allegations Against William Knudsen

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client maintained William Knudsen’s alleged misrepresentation on sale of variable annuity per report from fifth third securities. No other details provided. 
  • Customer alleged William Knudsen’s unsuitable recommendation of municipal bond.  

William Knudsen Red Flags & Your Rights As An Investor 

Of course, William Knudsen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Knudsen at LPL Financial and The Huntington Investment on alert to review carefully the activity and performance of their accounts and question whether William Knudsen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and The Huntington Investment also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At LPL Financial Due To William Knudsen

If you have questions about RBC Capital Markets, Morgan Stanley, and/or Matthew Lane and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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