DID WILLIAM E. GRIGGS III CAUSE YOU INVESTMENT LOSSES?
William Griggs Formerly With Vestech Securities, Kestra Investment Services And Ameriprise Financial Services Has A Customer Complaint For Alleged Broker Misconduct
Who is William Griggs formerly with Vestech Securities?
William Griggs (CRD #5246146) who was formerly registered with Vestech Securities and located in St. Louis, Missouri is a subject of one of our many securities industry sales practice abuse investigations. Prior to Vestech Securities, William Griggs was associated with Kestra Investment Services, Ameriprise Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
William Griggs Customer Complaint
William Griggs has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that William Griggs misrepresented the facts and risks of a variable annuity purchase. William Griggs’ customer complaint was denied and, to date, the customer has not taken any further action.
William Griggs Red Flags & Your Rights As An Investor
Of course, William Griggs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Griggs at Vestech Securities, Kestra Investment Services, and Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether William Griggs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vestech Securities, Kestra Investment Services, and Ameriprise Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Vestech Securities Due To William Griggs
If you have questions about Vestech Securities, Kestra Investment Services, Ameriprise Financial Services, and/or William Griggs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.