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Wan Fong of Integral Financial Has A Customer Complaint For Alleged Broker Misconduct

Who is Wan Fong of Integral Financial?

Wan Fong (CRD #5572030) who is currently registered with Integral Financial and located in San Jose, California is a subject of one of our many securities industry sales practice abuse investigations.

Wan Fong Customer Complaint

Wan Fong has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were customer bought the Credit Suisse note for $78.000 in her two accounts. Customer claimed this was unsuitable investment. Wan Fong’s customer complaint was denied and, to date, the customer has not taken any further action.

Wan Fong Red Flags & Your Rights As An Investor

Of course, Wan Fong did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Wan Fong at Integral Financial on alert to review carefully the activity and performance of their accounts and question whether Wan Fong has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Integral Financial also raises questions about the brokerage firm’ssupervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Integral Financial Due To Wan Fong

If you have questions about Integral Financial and/or Wan Fong and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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