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Trevor Lee Gordon formerly with Sandlapper Securities, LLC Has 2 Customer Complaints For Alleged Broker Misconduct In the Past 2 Years

Who is Trevor L. Gordon formerly with Sandlapper Securities, LLC?

Trevor Gordon (CRD #2195122) who was formerly registered with Sandlapper Securities, LLC and located in Greenville, South Carolina is a subject of one of our many securities industry sales practice abuse investigations. Prior to Sandlapper Securities, LLC, Trevor Gordon was associated with 6 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Trevor Gordon’s former employers were not the only ones with regulatory problems. In September 2017, FINRA initiated an investigation and filed a complaint against Trevor Gordon and Sandlapper Securities, LLC alleging that they participated in the fraudulent scheme and defrauded investors by selling investments in saltwater disposal wells at excessive undisclosed markups through a corporation they owned and controlled. The disciplinary proceeding resulted in Trevor Gordon being permanently barred from association with any member firm in any capacity in the future. In addition, was ordered to pay restitution in excess of $3.3 million. The FINRA Panel’s decision is currently on appeal.

Sandlapper Securities, LLC Broker Misconduct

In his career, Trevor Gordon has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last 2 years to recover investment losses. One of Trevor Gordon’s 2 customer complaints was settled in favor of investors. The other customer complaint filed against Trevor Gordon’s former employer Sandlapper Securities, LLC for investment losses caused by his alleged misconduct is still pending.

Allegations Against Trevor Gordon

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:

  • The pending arbitration claim is for Trevor Gordon’s alleged unsuitable investment recommendations, intentional and negligent misrepresentations and omissions, breach of fiduciary duty, violations of the California Securities Act, breach of FINRA rules, breach of contract and negligence.
  • The customer alleged unsuitable investment recommendations and unsuitable investment strategy involving direct investments constituted negligence, fraud, breach of fiduciary duty, and financial elder abuse.

Trevor Gordon Red Flags & Your Rights As An Investor

Of course, Trevor Gordon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Trevor Gordon at Sandlapper Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Trevor Gordon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sandlapper Securities, LLC about Trevor Gordon also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Sandlapper Securities, LLC  

If you have questions about Sandlapper Securities, LLC and/or Trevor Gordon and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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