DID TOKIKO UCHIYAMA CAUSE YOU INVESTMENT LOSSES?
Tokiko Uchiyama Of Equitable Advisors Has A Customer Complaint For Alleged Broker Misconduct
Who is Tokiko Uchiyama of Equitable Advisors?
Tokiko Uchiyama (CRD #5665633) who is currently registered with Equitable Advisors and located in Bellevue, Washington is a subject of one of our many securities industry sales practice abuse investigations.
Tokiko Uchiyama Customer Complaint
Tokiko Uchiyama has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Tokiko Uchiyam sold them unsuitable variable annuities. Tokiko Uchiyama’s customer complaint was denied and, to date, the customer has not taken any further action.
A broker’s denial of your claim does not mean it was not a valid claim!
All brokers have a conflict of interest when it comes to complaints.
Call us now for an unbiased evaluation of your claim at 800-732-2889.
Tokiko Uchiyama Red Flags & Your Rights As An Investor
Of course, Tokiko Uchiyama did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tokiko Uchiyama at Equitable Advisors on alert to review carefully the activity and performance of their accounts and question whether Tokiko Uchiyama has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Tokiko Uchiyama
If you have questions about Equitable Advisors and/or Tokiko Uchiyama and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.