DID TODD HARRISON SMITH CAUSE YOU INVESTMENT LOSSES?
Todd Smith Of J.P. Morgan Securities Has A Customer Complaint For Alleged Broker Misconduct
Who is Todd Smith of J.P. Morgan Securities?
Todd Smith (CRD #6366924) who is currently registered with J.P. Morgan Securities and located in Kirkland, Washington is a subject of one of our many securities industry sales practice abuse investigations.
Todd Smith Customer Complaint
Todd Smith has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleged misrepresentation regarding mutual fund investment. Todd Smith’s customer complaint was denied and, to date, the customer has not taken any further action.
Todd Smith Red Flags & Your Rights As An Investor
Of course, Todd Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Todd Smith at J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Todd Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At J.P. Morgan Securities Due To Todd Smith
If you have questions about J.P. Morgan Securities and/or Todd Smith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.