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Timothy Notaro Of Wintrust Investments LLC Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Timothy Notaro of Wintrust Investments LLC?

Timothy Notaro (CRD #1355563) who is currently registered with Wintrust Investments LLC and located in Libertyville, Illinois is a subject of one of our many securities industry sales practice abuse investigations.

Timothy Notaro Customer Complaints

Timothy Notaro has been the subject of 3 customer complaints that we know about, and one of those complaints was filed in the last year to recover investment losses. One of Timothy Notaro’s 3 customer complaints was settled in favor of investors. Two of Timothy Notaro’s customers complaints were denied and the customers, to date, have not taken any further action.

Allegations Against Timothy Notaro

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client alleged her investments are too risky for her investment objective. 
  • Customer alleged that Representative Tim Notaro’s email to her was inaccurate and as a result she took a loss in the 1035 exchange and cannot cancel it without penalty whereas she could have sold her old annuity with no surrender charge.
  • Northern Trust Securities received a verbal complaint in from the client. Client was upset about the poor performance of the mutual funds in the account allegedly by Tim Notaro. Northern trust securities settled with the client for $20,000 to avoid the cost and uncertainty of potential arbitration.

Timothy Notaro Red Flags & Your Rights As An Investor

Of course, Timothy Notaro did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Notaro at Wintrust Investments LLC on alert to review carefully the activity and performance of their accounts and question whether Timothy Notaro has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wintrust Investments LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Wintrust Investments LLC Due To Timothy Notaro

If you have questions about Wintrust Investments LLC and/or Timothy Notaro and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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