DID TIMOTHY M. DEWBERRY CAUSE YOU INVESTMENT LOSSES?
Timothy Dewberry Formerly With Key Investment Services And Northwestern Mutual Investment Services Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Timothy Dewberry formerly with Key Investment Services?
Timothy Dewberry (CRD #6518324) who was formerly registered with Key Investment Services and located in Worthington, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Prior to Key Investment Services, Timothy Dewberry was associated with Northwestern Mutual Investment Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Timothy Dewberry Customer Complaints
Timothy Dewberry has been the subject of 2 customer complaints that we know about. One of Timothy Dewberry’s customers’ complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against Key Investment Services for investment losses caused by Timothy Dewberry’s alleged misconduct.
Allegations Against Timothy Dewberry
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Undue influence, conversion and interference with expectancy of inheritance by relatives of Mr. Dewberry in connection with beneficiary designation on another relatives fixed annuity.
- Client’s family member alleged multiple sales practice violations against Timothy Dewberry.
Timothy Dewberry Red Flags & Your Rights As An Investor
Of course, Timothy Dewberry did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Dewberry at Key Investment Services and Northwestern Mutual Investment Services on alert to review carefully the activity and performance of their accounts and question whether Timothy Dewberry has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Key Investment Services and Northwestern Mutual Investment Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Key Investment Services Due To Timothy Dewberry
If you have questions about Key Investment Services, Northwestern Mutual Investment Services, and/or Timothy Dewberry and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.