DID TIMOTHY JOSEPH CLARK CAUSE YOU INVESTMENT LOSSES?
Timothy Clark Of Avantax Investment Services And Avantax Advisory Services Has A Customer Complaint For Alleged Broker Misconduct
Who is Timothy Clark of Avantax Investment Services?
Timothy Clark (CRD #4479035) who is currently registered with Avantax Investment Services, Avantax Advisory Services and located in Palos Heights, Illinois is a subject of one of our many securities industry sales practice abuse investigations.
Timothy Clark Customer Complaint
Timothy Clark has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the client incurred a loss because his retirement account performed poorly, and the returns did not cover the fees associated with his account. Timothy Clark’s customer complaint was denied and, to date, the customer has not taken any further action.
Timothy Clark Red Flags & Your Rights As An Investor
Of course, Timothy Clark did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Clark at Avantax Investment Services and Avantax Advisory Services on alert to review carefully the activity and performance of their accounts and question whether Timothy Clark has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Avantax Investment Services and Avantax Advisory Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Avantax Investment Services Due To Timothy Clark
If you have questions about Avantax Investment Services, Avantax Advisory Services, and/or Timothy Clark and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.