| Read Time: 2 minutes |


Tim Davidson Hemingway with Smith, Brown & Groover, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct In the Past 2 Years

Who is Tim D. Hemingway with Smith, Brown & Groover, Inc.?

Tim Hemingway (CRD #5013252) who is currently registered with Smith, Brown & Groover, Inc. and located in Macon, Georgia is a subject of one of our many securities industry sales practice abuse investigations.  

Smith, Brown & Groover, Inc. Broker Misconduct

In his career, Tim Hemingway has been the subject of 4 customer complaints that we know about, all of those complaints were filed in the last two years to recover investment losses. One of Tim Hemingway’s 4 customer complaints was settled in favor of investors. One of the customer complaints was denied by the firm and to date, the client has not taken any action. There are currently 2 pending customer complaints filed against Tim Hemingway’s current employer Smith, Brown & Groover, Inc. for investment losses caused by his alleged misconduct.

Allegations Against Tim Hemingway  

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:

  • Claimants alleged that the financial advisor uses discretion to invest in volatility-length products that were inconsistent with their stated investment objectives and risk tolerance.
  • Claimant alleged breach of fiduciary duty in relation to a volatility-link product.

Tim Hemingway Red Flags & Your Rights As An Investor

Of course, Tim Hemingway did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tim Hemingway at Smith, Brown & Groover, Inc. on alert to review carefully the activity and performance of their accounts and question whether Tim Hemingway has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Smith, Brown & Groover, Inc. about Tim Hemingway also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Smith, Brown & Groover, Inc.

If you have questions about Smith, Brown & Groover, Inc. and/or Tim Hemingway and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars