DID THOMAS ZITZMANN CAUSE YOU INVESTMENT LOSSES?
Thomas Zitzmann Of Securities America And Formerly With KMS Financial Services Has A Customer Complaint For Alleged Broker Misconduct
Who is Thomas Zitzmann of Securities America?
Thomas Zitzmann (CRD #4603874) who is currently registered with Securities America and located in Anchorage, Alaska is a subject of one of our many securities industry sales practice abuse investigations. Prior to Securities America, Thomas Zitzmann was associated with KMS Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Thomas Zitzmann Customer Complaint
Thomas Zitzmann has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. Client was frustrated about delays associated with transferring assets from Nassau RE to Pershing. The customer complaint filed against Thomas Zitzmann’s former employer KMS Financial Services for investment losses caused by the alleged misconduct is pending as of the date of this report.
Thomas Zitzmann Red Flags & Your Rights As An Investor
Of course, Thomas Zitzmann did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Zitzmann at Securities America and KMS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Thomas Zitzmann has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America and KMS Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Securities America Due To Thomas Zitzmann
If you have questions about Securities America, KMS Financial Services, and/or Thomas Zitzmann and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.