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Thomas Wieczerak Of MML Investors Services And Formerly With MSI Financial Services And New England Securities Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Thomas Wieczerak of MML Investors Services?

Thomas Wieczerak (CRD #2168759) who is currently registered with MML Investors Services and located in Wall Township, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Thomas Wieczerak was associated with MSI Financial Services, New England Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Thomas Wieczerak Customer Complaints

Thomas Wieczerak has been the subject of 2 customer complaints that we know about. One of Thomas Wieczerak’s 2 customer complaints was settled in favor of investors. One of Thomas Wieczerak’s customers’ complaints was denied and, to date, the customer has not taken any further action.

Allegations Against Thomas Wieczerak

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Customer alleged that Thomas Wieczerak misrepresented the loan repayment feature of the variable life insurance policy issued.
  • The complainant alleged that Thomas Wieczerak was involved with unauthorized trading, which was facilitated by a former rep, not affiliated with the firm. This resulted in unsuitable investments, and a breach of fiduciary duty.

Thomas Wieczerak Red Flags & Your Rights As An Investor

Of course, Thomas Wieczerak did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Wieczerak at MML Investors Services, MSI Financial Services, and New England Securities on alert to review carefully the activity and performance of their accounts and question whether Thomas Wieczerak has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, MSI Financial Services, and New England Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At MML Investors Services Due To Thomas Wieczerak

If you have questions about MML Investors Services, MSI Financial Services, New England Securities, and/or Thomas Wieczerak and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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