DID THOMAS LEE TONKOVICH CAUSE YOU INVESTMENT LOSSES?
Thomas Tonkovich Of Morgan Stanley And Formerly With Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct
Who is Thomas Tonkovich of Morgan Stanley?
Thomas Tonkovich (CRD #5256792) who is currently registered with Morgan Stanley and located in Sea Girt, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Thomas Tonkovich was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Thomas Tonkovich Customer Complaint
Thomas Tonkovich has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Thomas Lee Tonkovich was a subject of the customer’s complaint against his member firm that asserted the following causes of action: respondeat superior, suitability, and negligence. The causes of action relate to an investment account and an IRA account. An arbitration award was entered against Wells Fargo Clearing Services for the alleged misconduct causing investors losses.
Thomas Tonkovich Red Flags & Your Rights As An Investor
Of course, Thomas Tonkovich did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Tonkovich at Morgan Stanley and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Thomas Tonkovich has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Thomas Tonkovich
If you have questions about Morgan Stanley, Wells Fargo Clearing Services, and/or Thomas Tonkovich and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.