DID THOMAS REYES CAUSE YOU INVESTMENT LOSSES?
Thomas Reyes Of Raymond James Financial Services, Inc., Raymond James Financial Services Advisors And Formerly With First National Capital Markets Has 3 Customer Complaints For Alleged Broker Misconduct
Who is Thomas Reyes of Raymond James Financial Services, Inc.?
Thomas Reyes (CRD #3168338) who is currently registered with Raymond James Financial Services, Inc., Raymond James Financial Services Advisors and located in Omaha, Nebraska is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, Thomas Reyes was associated with First National Capital Markets and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Thomas Reyes Customer Complaints
Thomas Reyes has been the subject of 3 customer complaints that we know about, and one of those complaints was filed in the last year to recover investment losses. One of Thomas Reyes’ 3 customer complaints was settled in favor of investors. Two of Thomas Reyes’ customers’ complaints were denied and, to date, the customers have not taken any further action.
Allegations Against Thomas Reyes
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Alleged that she invested in a variable annuity, about which she was misinformed allegedly by Thomas Reyes.
- Client alleged Thomas Reyes misrepresented contract at the time of the sale.
- Client alleged Thomas Reyes’ unauthorized trading and an unsuitable investment, misrepresentation of the investment.
Thomas Reyes Red Flags & Your Rights As An Investor
Of course, Thomas Reyes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Reyes at Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, and First National Capital Markets on alert to review carefully the activity and performance of their accounts and question whether Thomas Reyes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, and First National Capital Markets also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Thomas Reyes
If you have questions about Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, First National Capital Markets, and/or Thomas Reyes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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