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Thomas Marion McDonald with McDonald Partners, LLC Has 2 Customer Complaints for Alleged Broker Misconduct in the Past 2 Years

Who is Thomas M. McDonald with McDonald Partners, LLC?

Thomas McDonald (CRD #326904) who is currently registered with McDonald Partners, LLC and located in Cleveland, Ohio is a subject of one of our many securities industry sales practice abuse investigations.

Prior to McDonald Partners LLC, Thomas McDonald was associated with 10 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. In the past, Thomas McDonald was censured for failing to reasonably supervise the activities of an employee under his supervision.

McDonald Partners, LLC Broker Misconduct

In his career, Thomas McDonald has been the subject of 2 customer complaints that we know about, one of those complaints were filed in the last year to recover investment losses. One of Thomas McDonald’s customer complaints was settled in favor of investors. There is one pending customer complaint filed against Thomas McDonald’scurrent employer McDonald Partners, LLC for investment losses caused by his alleged misconduct.

Allegations Against Thomas McDonald

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:

  • Claimants alleged that the financial advisor did not provide sufficient information regarding the source of funds raised 4, and use to close, a contingency offering, and did not provide accurate information regarding the status of the underlying project.
  • The claimant alleged that Thomas McDonald did not disclose all material facts in connection with the claimant’s investment in a private placement offering.  You

Thomas McDonald Red Flags & Your Rights as An Investor

Of course, Thomas McDonald did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas McDonald at McDonald Partners, LLC on alert to review carefully the activity and performance of their accounts and question whether Thomas McDonald has engaged in any stockbroker misconduct that may have caused them investment losses.

The two customer complaints at McDonald Partners, LLC about Thomas McDonald also raises questions about supervisory practices, which is no surprise because it appears that Thomas McDonald was supervising himself. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At McDonald Partners LLC

If you have questions about McDonald Partners LLC and/or Thomas McDonald and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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