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Thomas McCusker Of LPL Financial And Formerly With Key Investment Services And Merrill Lynch Pierce Fenner & & Smith Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Thomas McCusker of LPL Financial?

Thomas McCusker (CRD #2573068) who is currently registered with LPL Financial and located in Fort Mill, South Carolina is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Thomas McCusker was associated with Key Investment Services, Merrill Lynch Pierce Fenner & Smith and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Thomas McCusker Customer Complaints

Thomas McCusker has been the subject of 2 customer complaints that we know about. One of Thomas McCusker’s 2 customer complaints was settled in favor of investors.  The other one of Thomas McCusker’s customers’ complaints was denied and, to date, the customer has not taken any further action.

Allegations Against Thomas McCusker

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Alleged misrepresentation by Thomas McCusker with regard to investment.
  • Client alleged the recommendation to purchase the Allianz Index Advantage NY annuity was misrepresented by Thomas McCusker.

Thomas McCusker Red Flags & Your Rights As An Investor

Of course, Thomas McCusker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas McCusker at LPL Financial, Key Investment Services, and Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Thomas McCusker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, Key Investment Services, and Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At LPL Financial Due To Thomas McCusker

If you have questions about LPL Financial, Key Investment Services, Merrill Lynch Pierce Fenner & Smith, and/or Thomas McCusker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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