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Theodore Johnson Formerly With NBC Securities, JHS Capital Advisors And RBC Capital Markets Has A Customer Complaint For Alleged Broker Misconduct

Who is Theodore Johnson formerly with NBC Securities?

Theodore Johnson (CRD #4716433) who was formerly registered with NBC Securities and located in Plymouth, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Prior to NBC Securities, Theodore Johnson was associated with JHS Capital Advisors, RBC Capital Markets and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Theodore Johnson Customer Complaint

Theodore Johnson has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client questioned why Theodore Johnson recommended a mutual fund purchased. Client believed the mutual fund was risky. Theodore Johnson’s customer complaint was denied and, to date, the customer has not taken any further action.

Theodore Johnson Red Flags & Your Rights As An Investor

Of course, Theodore Johnson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Theodore Johnson at NBC Securities, JHS Capital Advisors, and RBC Capital Markets on alert to review carefully the activity and performance of their accounts and question whether Theodore Johnson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NBC Securities, JHS Capital Advisors, and RBC Capital Markets also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At NBC Securities Due To Theodore Johnson

If you have questions about NBC Securities, JHS Capital Advisors, RBC Capital Markets, and/or Theodore Johnson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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