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DID TERRY ALLEN MONTOYA CAUSE YOU INVESTMENT LOSSES?

Terry Montoya Of TIAA-CREF Individual & Institutional Services Has A Customer Complaint For Alleged Broker Misconduct

Who is Terry Montoya of TIAA-CREF Individual & Institutional Services?

Terry Montoya (CRD #5108671) who is currently registered with TIAA-CREF Individual & Institutional Services and located in Denver, Colorado is a subject of one of our many securities industry sales practice abuse investigations.

Terry Montoya Customer Complaint

Terry Montoya has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the client contributed monies to an after-tax retirement annuity and stated that the TIAA representative did not inform him or review the tax penalties associated with early distribution from the account. The client requested a withdrawal and claimed a 10% penalty was assessed. Terry Montoya’s customer complaint was settled in favor of the investors.

Terry Montoya Red Flags & Your Rights As An Investor

Of course, Terry Montoya did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Terry Montoya at TIAA-CREF Individual & Institutional Services on alert to review carefully the activity and performance of their accounts and question whether Terry Montoya has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services Due To Terry Montoya

If you have questions about TIAA-CREF Individual & Institutional Services and/or Terry Montoya and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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