DID STEVEN JAY WRIGHT CAUSE YOU INVESTMENT LOSSES?
Steven Wright Of Principal Securities Has A Customer Complaint For Alleged Broker Misconduct
Who is Steven Wright of Principal Securities?
Steven Wright (CRD #2093028) who is currently registered with Principal Securities and located in Roseville, California is a subject of one of our many securities industry sales practice abuse investigations.
Steven Wright Customer Complaint
Steven Wright has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Steven Wright failed as a supervisor, and breached the fiduciary duty owed to her. Steven Wright’s customer complaint was settled in favor of the investors.
Steven Wright Red Flags & Your Rights As An Investor
Of course, Steven Wright did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Wright at Principal Securities on alert to review carefully the activity and performance of their accounts and question whether Steven Wright has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Principal Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Principal Securities Due To Steven Wright
If you have questions about Principal Securities and/or Steven Wright and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.