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Steven Trevor Skipper with LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct In the Past Year

Who is Steven T. Skipper with LPL Financial LLC?

Steven Skipper (CRD #4265009) who is currently registered with LPL Financial LLC and located in Murfreesboro, Tennessee is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial LLC, Steven Skipper was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

LPL Financial LLC Broker Misconduct

In his career, Steven Skipper has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses. One of Steven Skipper’s 2 customer complaints was settled in favor of investors. The other complaint was denied by LPL Financial, LLC, and the customer’s yet to file his arbitration claim. There is currently one pending customer complaint filed against Steven Skipper’s current employer LPL Financial LLC for investment losses caused by his alleged misconduct.

Allegations Against Steven Skipper  

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:

  • Customer alleges misrepresentation connection with the offer and sale of a real estate security.
  • Claimants allege that they wanted to purchase safe investments, but instead were recommended, illiquid, alternative investments involving real estate securities and business development companies.

Steven Skipper Red Flags & Your Rights As An Investor

Of course, Steven Skipper did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Skipper at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Steven Skipper has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC about Steven Skipper also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At LPL Financial LLC

If you have questions about LPL Financial LLC and/or Steven Skipper and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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