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Steven Eaton Of MWA Financial Services Has A Customer Complaint For Alleged Broker Misconduct

Who is Steven Eaton of MWA Financial Services?

Steven Eaton (CRD #6011096) who is currently registered with MWA Financial Services and located in Corinth, Mississippi is a subject of one of our many securities industry sales practice abuse investigations.

Steven Eaton Customer Complaint

Steven Eaton has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were customers applied for life insurance through the firm’s parent company, Modern Woodmen of America (MWA) and were pressured and mislead to transfer money to MWA on the same day into what customers alleged they were told by Steven Eaton was an FDIC-insured interest-bearing account, not a fixed annuity. Customers alleged they repeatedly informed Mr. Eaton customers did not want a fixed annuity. Customers further alleged Mr. Eaton invested the money into a fixed annuity with MWA without customer’s approval, and that the application was forged, and Mr. Eaton never presented the application to the customers. Customers alleged they have been victims of fraudulent financial practices and were pressured, misled, intimidated and taken unfair advantage of by Mr. Eaton due to their age. Steven Eaton’s customer complaint was denied and, to date, the customer has not taken any further action.

Steven Eaton Red Flags & Your Rights As An Investor

Of course, Steven Eaton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Eaton at MWA Financial Services on alert to review carefully the activity and performance of their accounts and question whether Steven Eaton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MWA Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At MWA Financial Services Due To Steven Eaton

If you have questions about MWA Financial Services and/or Steven Eaton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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