DID STEVEN JOSEPH CASE CAUSE YOU INVESTMENT LOSSES?
Steven Case Of LPL Financial And Formerly With FSC Securities and National Planning Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Steven Case of LPL Financial?
Steven Case (CRD #1935087) who is currently registered with LPL Financial and located in Bloomfield Hills, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Steven Case was associated with FSC Securities, National Planning and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Steven Case Customer Complaints
Steven Case has been the subject of 2 customer complaints that we know about. One of Steven Case’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against National Planning for investment losses caused by Steven Case’s alleged misconduct.
Allegations Against Steven Case
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Claimant alleged Steven Case made unsuitable investment recommendations to purchase REITs.
- Customer alleged Steven Case’s poor recommendation in the purchase of three alternative investment products.
Steven Case Red Flags & Your Rights As An Investor
Of course, Steven Case did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Case at LPL Financial, FSC Securities, and National Planning on alert to review carefully the activity and performance of their accounts and question whether Steven Case has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, FSC Securities, and National Planning also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At LPL Financial Due To Steven Case
If you have questions about LPL Financial, FSC Securities, National Planning, and/or Steven Case and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.