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Stanley Cooper Of RBC Capital Markets Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Stanley Cooper of RBC Capital Markets?

Stanley Cooper (CRD #1667427) who is currently registered with RBC Capital Markets and located in Fresno, California is a subject of one of our many securities industry sales practice abuse investigations.

Stanley Cooper Customer Complaints

Stanley Cooper has been the subject of 2 customer complaints that we know about.  Both of Stanley Cooper’s customers’ complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Stanley Cooper

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Customer alleged Stanley Cooper’s REIT investment recommendation was not suitable as stated he only purchased conservative, low-yielding products.
  • Trustee claimed Stanley Cooper’s strategy for the trust account has been unsuitable.

Stanley Cooper Red Flags & Your Rights As An Investor

Of course, Stanley Cooper did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stanley Cooper at RBC Capital Markets on alert to review carefully the activity and performance of their accounts and question whether Stanley Cooper has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At RBC Capital Markets Due To Stanley Cooper

If you have questions about RBC Capital Markets and/or Stanley Cooper and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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