DID SHU CHI LIU OUK CAUSE YOU INVESTMENT LOSSES?
Shu Ouk Of LPL Financial Has A Customer Complaint For Alleged Broker Misconduct
Who is Shu Ouk of LPL Financial?
Shu Ouk (CRD #5533941) who is currently registered with LPL Financial and located in San Diego, California is a subject of one of our many securities industry sales practice abuse investigations.
Shu Ouk Customer Complaint
Shu Ouk has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misappropriation of funds – theft. Shu Ouk’s customer complaint was denied and, to date, the customer has not taken any further action.
Shu Ouk Red Flags & Your Rights As An Investor
Of course, Shu Ouk did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shu Ouk at LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Shu Ouk has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At LPL Financial Due To Shu Ouk
If you have questions about LPL Financial and/or Shu Ouk and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.