| Read Time: 2 minutes |

DID SHARAFF ULANN RATHUR CAUSE YOU INVESTMENT LOSSES?

Sharaff Rathur Of Wells Fargo Clearing Services And Formerly With Carter Terry & Company And PNC Investments Has A Customer Complaint For Alleged Broker Misconduct

Who is Sharaff Rathur of Wells Fargo Clearing Services?

Sharaff Rathur (CRD #5784120) who is currently registered with Wells Fargo Clearing Services and located in Atlanta, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, Sharaff Rathur was associated with Carter Terry & Company, PNC Investments and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Sharaff Rathur Customer Complaint

Sharaff Rathur has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the financial advisor, Sharaff Rathur, represented that her principal would not be compromised, did not advise fees would be charged and that the investment was contrary to her stated goals. Sharaff Rathur’s customer complaint was settled in favor of the investors.

Sharaff Rathur Red Flags & Your Rights As An Investor

Of course, Sharaff Rathur did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sharaff Rathur at Wells Fargo Clearing Services, Carter Terry & Company, and PNC Investments on alert to review carefully the activity and performance of their accounts and question whether Sharaff Rathur has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, Carter Terry & Company, and PNC Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Sharaff Rathur

If you have questions about Wells Fargo Clearing Services, Carter Terry & Company, PNC Investments, and/or Sharaff Rathur and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...