DID SEAN PHILLIP MULLEN CAUSE YOU INVESTMENT LOSSES?
Sean Mullen Formerly With USAA Financial Advisors Has A Customer Complaint For Alleged Broker Misconduct
Who is Sean Mullen formerly with USAA Financial Advisors?
Sean Mullen (CRD #4947070) who was formerly registered with USAA Financial Advisors and located in San Antonio, Texas is a subject of one of our many securities industry sales practice abuse investigations.
Sean Mullen Customer Complaint
Sean Mullen has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were due to competing beneficiaries’ claims, the Firm interpled funds from an account of deceased customer [REDACTED] to the Probate Court of Denton County, Texas. Decedent’s son [REDACTED] then counter-claimed that the Firm and Mr. Mullens either did not make a requested beneficiary change to the operative account, or failed to advise decedent that a change was needed because the listed TOD beneficiary had died. The customer complaint filed against Sean Mullen’s former employer USAA Financial Advisors for investment losses caused by the alleged misconduct is pending as of the date of this report.
Sean Mullen Red Flags & Your Rights As An Investor
Of course, Sean Mullen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sean Mullen at USAA Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether Sean Mullen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at USAA Financial Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At USAA Financial Advisors Due To Sean Mullen
If you have questions about J.P. Morgan Securities and/or John Mullarkey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.