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Sean McElduff Of Hennion & Walsh And Hennion & Walsh Asset Management Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Sean McElduff of Hennion & Walsh?

Sean McElduff (CRD #5565355) who is currently registered with Hennion & Walsh, Hennion & Walsh Asset Management and located in Parsippany, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.

Sean McElduff Customer Complaints

Sean McElduff has been the subject of 2 customer complaints that we know about. One of Sean McElduff’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against Hennion & Walsh for investment losses caused by Sean McElduff’s alleged misconduct.

Allegations Against Sean McElduff

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Bonds purchased allegedly by Sean McElduff were unsuitable.
  • Alleged unsuitable recommendation by Sean McElduff, dates unspecified.

Sean McElduff Red Flags & Your Rights As An Investor

Of course, Sean McElduff did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sean McElduff at Hennion & Walsh and Hennion & Walsh Asset Management on alert to review carefully the activity and performance of their accounts and question whether Sean McElduff has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hennion & Walsh and Hennion & Walsh Asset Management also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Hennion & Walsh Due To Sean McElduff

If you have questions about Hennion & Walsh, Hennion & Walsh Asset Management, and/or Sean McElduff and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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