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Scott Swaylik Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Scott Swaylik of Morgan Stanley?

Scott Swaylik (CRD #2936324) who is currently registered with Morgan Stanley and located in Hyannis, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations.

Scott Swaylik Customer Complaints

Scott Swaylik has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Scott Swaylik’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against Morgan Stanley for investment losses caused by Scott Swaylik’s alleged misconduct.

Allegations Against Scott Swaylik

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client’s attorney alleged, inter alia, Scott Swaylik’s unsuitability with respect to recommendation to invest in a securities-backed loan product.
  • Customers alleged they suffered damages as a result of the unsuitable investment recommendations and unauthorized trades made by Scott Swaylik.

Scott Swaylik Red Flags & Your Rights As An Investor

Of course, Scott Swaylik did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Swaylik at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Scott Swaylik has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Scott Swaylik

If you have questions about Morgan Stanley and/or Scott Swaylik and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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