| Read Time: 2 minutes |


Sanjay Chandra Of TPEG Securities Has A Customer Complaint For Alleged Broker Misconduct

Who is Sanjay Chandra of TPEG Securities?

Sanjay Chandra (CRD #5512809) who is currently registered with TPEG Securities and located in Southlake, Texas is a subject of one of our many securities industry sales practice abuse investigations.

Sanjay Chandra Customer Complaint

Sanjay Chandra has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misstatements by representative, Sanjay Chandra regarding a 2016 oil and gas investment where representative was an officer of the oil and gas company but not the designated representative for customer. Although complaint letter generally alleged misstatements by representative, the letter did not identify any misstatements attributable to the representative. Sanjay Chandra’s customer complaint was settled in favor of the investors.

Sanjay Chandra Red Flags & Your Rights As An Investor

Of course, Sanjay Chandra did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sanjay Chandra at TPEG Securities on alert to review carefully the activity and performance of their accounts and question whether Sanjay Chandra has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TPEG Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At TPEG Securities Due To Sanjay Chandra

If you have questions about TPEG Securities and/or Sanjay Chandra and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars