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Ryan Benning Of Berthel Fisher & Company Financial Service And BFC Planning Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Ryan Benning of Berthel Fisher & Company Financial Services?

Ryan Benning (CRD #4205469) who is currently registered with Berthel Fisher & Company Financial Services and BFC Planning and located in Hazen, North Dakota is a subject of one of our many securities industry sales practice abuse investigations.

Ryan Benning Customer Complaints

Ryan Benning has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Ryan Benning’s 3 customers’ complaints were denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against Berthel Fisher & Company Financial Services for investment losses caused by Ryan Benning’s alleged misconduct.

Allegations Against Ryan Benning

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client alleged the investments he purchased were misrepresented to him allegedly by Ryan Benning.
  • The client alleged Ryan Benning’s investments he purchased were illiquid and not suitable for him. In addition, the client alleged that the product sponsor’s offerings were misrepresented. The client also alleged the firm was negligent and failed to conduct adequate due diligence.
  • The clients alleged Ryan Benning’s investment recommendations were not consistent with their risk tolerance or liquidity needs.

Ryan Benning Red Flags & Your Rights As An Investor

Of course, Ryan Benning did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Benning at Berthel Fisher Company Financial Services and BFC Planning on alert to review carefully the activity and performance of their accounts and question whether Ryan Benning has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Berthel Fisher Company Financial Services and BFC Planning also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Berthel Fisher Company Financial Services Planning Due To Ryan Benning

If you have questions about Berthel Fisher Company Financial Services, BFC Planning, and/or Ryan Benning and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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