DID RUSSEL HOLLEY SURBER III CAUSE YOU INVESTMENT LOSSES?
Russel Surber Of Edward Jones Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Russel Surber of Edward Jones?
Russel Surber (CRD #3096459) who is currently registered with Edward Jones and located in Troy, Ohio is a subject of one of our many securities industry sales practice abuse investigations.
Russel Surber Customer Complaints
Russel Surber has been the subject of 2 customer complaints that we know about. One of Russel Surber’s 2 customer complaints was settled in favor of investors. One of Russel Surber’s customers’ complaints was denied and, to date, the customer has not taken any further action.
Allegations Against Russel Surber
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Client alleged that she received poor advice through Russel Surber to sell her Lincoln annuity.
- The client alleged that Russel Surber did not disclose the fees associated with her mutual funds and further alleged that the taxes associated on the distributions were not disclosed.
Russel Surber Red Flags & Your Rights As An Investor
Of course, Russel Surber did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Russel Surber at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Russel Surber has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Edward Jones Due To Russel Surber
If you have questions about Edward Jones and/or Russel Surber and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.