DID ROSS P. STEELMAN CAUSE YOU INVESTMENT LOSSES?
Ross Steelman Of Equity Services Has A Customer Complaint For Alleged Broker Misconduct
Who is Ross Steelman of Equity Services?
Ross Steelman (CRD #6994293) who is currently registered with Equity Services and located in Westport Island, Maine is a subject of one of our many securities industry sales practice abuse investigations.
Ross Steelman Customer Complaint
Ross Steelman has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the recommendation to surrender existing Variable life insurance policies was not in their best interest, due to the reduced face amount of insurance. Ross Steelman’s customer complaint was denied and, to date, the customers have not taken any further action.
Ross Steelman Red Flags & Your Rights As An Investor
Of course, Ross Steelman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ross Steelman at Equity Services on alert to review carefully the activity and performance of their accounts and question whether Ross Steelman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equity Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Equity Services Due To Ross Steelman
If you have questions about Equity Services and/or Ross Steelman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.