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Ronald Wingerter Formerly With Arkadios Capital and Calton & Associates, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Ronald Wingerter formerly Arkadios Capital?

Ronald Wingerter

Ronald Wingerter (CRD #4184143) who was formerly registered with Arkadios Capital and located in Lady Lake, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Arkadios Capital, Ronald Wingerter was associated with Calton & Associates, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Ronald Wingerter Customer Complaints

Ronald Wingerter has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled by Ronald Wingerter’s former employers in favor of the investors.

Allegations Against Ronald Wingerter

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unsuitable investment recommendation a private placement investment.
  • Breach of fiduciary duty and negligence related to business development company investments.

Ronald Wingerter Red Flags & Your Rights As An Investor

Of course, Ronald Wingerter did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ronald Wingerter at Arkadios Capital and Calton & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Ronald Wingerter has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Arkadios Capital and Calton & Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Arkadios Capital Due To Ronald Wingerter

If you have questions about Arkadios Capital, Calton & Associates, Inc. and/or Ronald Wingerter and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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