DID RONALD METCALF CAUSE YOU INVESTMENT LOSSES?
Ronald Metcalf Of Reliastar And Voya Financial Advisors Has 5 Customer Complaints For Alleged Broker Misconduct In The Past 2 Years
Who is Ronald Metcalf of Voya Financial Advisors?
Ronald Metcalf owner of Reliastar insurance agency located in Greenville, South Carolina is a subject of one of our many securities industry sales abuse investigations. Since 2014, he has been registered in the securities industry as an associate of Voya Financial Advisors.
Ronald Metcalf Broker Misconduct
Mr. Metcalf has popped up on our radar due to the five (5) customer complaints filed against him in the last two years. Two of those customer complaints were settled in favor of investors, one for $575,000. There are currently three (3) pending customer complaints filed against Mr. Metcalf’s employer Voya Financial Advisors for his alleged misconduct, two of those customers each allege they suffered $5 million in damages.
Allegations Against Ronald Metcalf
A sample of the allegations made in the FINRA reported arbitration claim settlements, and pending complaints are as follows:
- Allegations include that representative failed in his responsibilities to adequately supervise the representatives that sold unsuitable products to claimants.
- Statement of Claim alleges that representative failed in his duty to adequately supervise the subject representatives
Ronald Metcalf Red Flags & Your Rights As An Investor
Of course, Mr. Metcalf did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by five (5) customers in such a short period are red flags which should put all former customers of Mr. Metcalf at Voya Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether Mr. Metcalf has engaged in stockbroker misconduct that caused their investment losses. The large number of customer complaints also raises questions about Voya Financial Advisors’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Voya Financial Advisors
If you have questions about Voya Financial Advisors and/or Mr. Metcalf and the management of or performance of your accounts contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.