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Roderick Duxbury Of Raymond James Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct

Who is Roderick Duxbury of Raymond James Financial Services, Inc.?

Roderick Duxbury

Roderick Duxbury (CRD #4880536) who is currently registered as a broker and investment adviser with Raymond James Financial Services, Inc. and located in Waterford, Connecticut, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Financial Services, Inc., Roderick Duxbury was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Roderick Duxbury Customer Complaint

Roderick Duxbury has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were adviser exceeded client’s authority in regard to amount of an investment. Raymond James Financial Services denied the customer complaint and, to date, investor has not taken any further action.

Roderick Duxbury Red Flags & Your Rights As An Investor

Of course, Roderick Duxbury did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Roderick Duxbury at Raymond James Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Roderick Duxbury has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

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File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Roderick Duxbury

If you have questions about Raymond James Financial Services, Inc. and/or Roderick Duxbury and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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