| Read Time: 2 minutes |


Robert Thorne Of LPL Financial LLC And Flagship Harbor Advisors Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Robert Thorne of LPL Financial LLC?

Robert Thorne (CRD #2163929) who is currently registered with LPL Financial LLC, Flagship Harbor Advisors, and located in Hyannis, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations.

Robert Thorne Customer Complaints

Robert Thorne has been the subject of 2 customer complaints that we know about. One of Robert Thorne’s 2 customer complaints was settled in favor of investors. One of Robert Thorne’s customers’ complaints was denied and, to date, the customer has not taken any further action.

Allegations Against Robert Thorne

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • The client stated he invested with American Express Financial Advisors allegedly through Robert Thorne. He further stated that he was uncomfortable with the amount of losses that he incurred.
  • The customer alleged Robert Thorne’s fees were not disclosed to him, resulting in surrender fees.

Robert Thorne Red Flags & Your Rights As An Investor

Of course, Robert Thorne did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Thorne at LPL Financial LLC and Flagship Harbor Advisors on alert to review carefully the activity and performance of their accounts and question whether Robert Thorne has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Flagship Harbor Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Robert Thorne

If you have questions about LPL Financial LLC, Flagship Harbor Advisors, and/or Robert Thorne and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars