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Robert Ryan Of Royal Alliance Associates And Ryan Wealth Management Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Robert Ryan of Royal Alliance Associates?

Robert Ryan (CRD #2784775) who is currently registered with Royal Alliance Associates, Ryan Wealth Management and located in Yuba City, California is a subject of one of our many securities industry sales practice abuse investigations.

Robert Ryan Customer Complaints

Robert Ryan has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Robert Ryan’s 2 customer complaints was settled in favor of investors. One of Robert Ryan’s customers’ complaints was denied and, to date, the customer has not taken any further action.

Allegations Against Robert Ryan

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Customer alleged that holdings in account were sold without his approval by Robert Ryan. Customer requested partial liquidation of account. An inadvertent full liquidation was processed, resulting in selling, during excessive volatility and market decline.
  • Customer alleged that Robert Ryan’s misinformation provided to him regarding cost basis for withdrawal resulted in an undue tax liability.

Robert Ryan Red Flags & Your Rights As An Investor

Of course, Robert Ryan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Ryan at Royal Alliance Associates and Ryan Wealth Management on alert to review carefully the activity and performance of their accounts and question whether Robert Ryan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Royal Alliance Associates and Ryan Wealth Management also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Royal Alliance Associates Due To Robert Ryan

If you have questions about Royal Alliance Associates, Ryan Wealth Management, and/or Robert Ryan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce has been a trial attorney for more than 40 years and is the founding partner of The Law Offices of Robert Wayne Pearce. You can learn more about Robert and his accomplishments by clicking here.

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