DID ROBERT MARK MONTGOMERY CAUSE YOU INVESTMENT LOSSES?
Robert Montgomery Formerly With Ameriprise Financial Services Has A Customer Complaint For Alleged Broker Misconduct
Who is Robert Montgomery formerly with Ameriprise Financial Services?
Robert Montgomery (CRD #4861595) who was formerly registered with Ameriprise Financial Services and located in Okemos, Michigan is a subject of one of our many securities industry sales practice abuse investigations.
Robert Montgomery Customer Complaint
Robert Montgomery has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the annuity the advisor recommended was not suitable. Robert Montgomery’s customer complaint was denied and, to date, the customer has not taken any further action.
Robert Montgomery Red Flags & Your Rights As An Investor
Of course, Robert Montgomery did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Montgomery at Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Robert Montgomery has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Robert Montgomery
If you have questions about Ameriprise Financial Services and/or Robert Montgomery and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.