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Robert Lapetina Of Nationwide Planning Associates Inc. Has 66 Customer Complaints For Alleged Broker Misconduct

Who is Robert Lapetina of Nationwide Planning Associates Inc.?

Robert Lapetina

Robert Lapetina (CRD #2547888) who is currently registered as a broker and investment adviser with Nationwide Planning Associates Inc. and located in Mayaguez, Puerto Rico, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Nationwide Planning Associates Inc., Robert Lapetina was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Robert Lapetina Customer Complaints

Robert Lapetina has been the subject of 66 customer complaints that we know about to recover investment losses. Sixty-two of the customer complaints was settled by UBS Financial Services in favor of the investors. The brokerage firm only denied 3 customer complaints and no further action has been taken. There is currently one FINRA arbitration proceeding pending.

Allegations Against Robert Lapetina        

The majority of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses related to the offer and sale of Puerto Rico municipal bonds and Puerto Rico denominated closed-end bond funds. The allegations generally are for unsuitable investment recommendations, overconcentration of Puerto Rico products in client’s accounts and misrepresentations related thereto.

Robert Lapetina Red Flags & Your Rights As An Investor

Of course, Robert Lapetina did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Lapetina at Nationwide Planning Associates Inc. on alert to review carefully the activity and performance of their accounts and question whether Robert Lapetina has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Nationwide Planning Associates Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Nationwide Planning Associates Inc. Due To Robert Lapetina

If you have questions about Nationwide Planning Associates Inc. and/or Robert Lapetina and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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