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Robert Hart Of Morgan Stanley And Formerly With Wells Fargo Clearing Services Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Robert Hart of Morgan Stanley?

Robert Hart (CRD #2313194) who is currently registered with Morgan Stanley and located in Marco Island, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Robert Hart was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Robert Hart Customer Complaints

Robert Hart has been the subject of 3 customer complaints that we know about. One arbitration award was entered against Wells Fargo Clearing Services for Robert Hart’s alleged misconduct causing investors losses. Two of Robert Hart’s customers’ complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Robert Hart

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Robert Hart allegedly breached his fiduciary duty.
  • Claimant alleged suitability and negligence. The causes of action relate to an investment account and an IRA account allegedly made by Robert Hart.
  • Robert Hart’s alleged unsuitable advice regarding mutual fund investment.

Robert Hart Red Flags & Your Rights As An Investor

Of course, Robert Hart did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Hart at Morgan Stanley and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Robert Hart has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Robert Hart

If you have questions about Morgan Stanley, Wells Fargo Clearing Services, and/or Robert Hart and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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