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Robert Brinckerhoff Formerly With Morgan Stanley And Merrill Lynch Pierce Fenner & Smith Has 5 Customer Complaints For Alleged Broker Misconduct

Who is Robert Brinckerhoff formerly with Morgan Stanley?

Robert Brinckerhoff (CRD #823695) who was formerly registered with Morgan Stanley and located in Burlington, Vermont is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Robert Brinckerhoff was associated with Merrill Lynch Pierce Fenner & Smith and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Robert Brinckerhoff has had his own problem with the regulators. The New York, Wisconsin, Missouri, and Vermont insurance regulators all sanctioned him in connection with inaccurate applications filed in those states.

Robert Brinckerhoff Customer Complaints

Robert Brinckerhoff has been the subject of 5 customer complaints that we know about. Three of Robert Brinckerhoff’s 5 customer complaints were settled in favor of investors. Two of Robert Brinckerhoff’s customers’ complaints were denied and the customers did not take any further action.

Allegations Against Robert Brinckerhoff

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client alleged that the purchase by Robert Brinckerhoff of a structured product in her account was unsuitable.
  • The customer alleges misrepresentation by Robert Brinckerhoff.
  • The customer alleges unsuitable investment recommendations by Robert Brinckerhoff.

Robert Brinckerhoff Red Flags & Your Rights As An Investor

Of course, Robert Brinckerhoff did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Brinckerhoff at Morgan Stanley and Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Robert Brinckerhoff has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Robert Brinckerhoff

If you have questions about Morgan Stanley and Merrill Lynch Pierce Fenner & Smith, and/or Robert Brinckerhoff and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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