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Robert Borowczak Of Northern Trust Securities Has A Customer Complaint For Alleged Broker Misconduct

Who is Robert Borowczak of Northern Trust Securities?

Robert Borowczak (CRD #4914671) who is currently registered with Northern Trust Securities and located in Dallas, Texas is a subject of one of our many securities industry sales practice abuse investigations.

Robert Borowczak Customer Complaint

Robert Borowczak has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Robert Borowczak gave inaccurate information on the sale of a UIT. Robert Borowczak’s customer complaint was settled in favor of the investors.

Robert Borowczak Red Flags & Your Rights As An Investor

Of course, Robert Borowczak did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Borowczak at Northern Trust Securities on alert to review carefully the activity and performance of their accounts and question whether Robert Borowczak has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northern Trust Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Northern Trust Securities Due To Robert Borowczak

If you have questions about Northern Trust Securities and/or Robert Borowczak and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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