DID ROBERT EUGENE BERG CAUSE YOU INVESTMENT LOSSES?
Robert Berg of Cetera Advisor Networks LLC, Summit Financial Group And Formerly With Summit Brokerage Services Has 3 Customer Complaints For Alleged Broker Misconduct
Who is Robert Berg of Cetera Advisor Networks LLC?
Robert Berg (CRD #1218879) who is currently registered with Cetera Advisor Networks LLC, Summit Financial Group and located in Danbury, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cetera Advisor Networks LLC, Summit Financial Group, Robert Berg was associated with Summit Brokerage Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Robert Berg Customer Complaints
Robert Berg has been the subject of 3 customer complaints that we know about. Two of Robert Berg’s 3 customer complaints resulted in arbitration awards in favor of investors. One of Robert Berg’s 3 customer complaints was settled in favor of investors.
Allegations Against Robert Berg
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Robert Berg’s alleged aggressive and speculative investment recommendations.
- Client alleges unauthorized withdrawal of funds by Robert Berg.
- Robert Berg’s alleged unsuitable and excessive investing in stocks.
Robert Berg Red Flags & Your Rights As An Investor
Of course, Robert Berg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Berg at Cetera Advisor Networks LLC, Summit Financial Group and Summit Brokerage Services on alert to review carefully the activity and performance of their accounts and question whether Robert Berg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC, Summit Financial Group and Summit Brokerage Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC and Summit Brokerage Services Due To Robert Berg
If you have questions about Cetera Advisor Networks LLC, Summit Financial Group, Summit Brokerage Services, and/or Robert Berg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.